LM
Lyle L. Meek
CERRO PACIFIC WEALTH ADVISORS
San Luis Obispo, CA 93401
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CRD#: 1214477
LM
Professional summary
Lyle Lindsay Meek is a registered financial advisor currently at CERRO PACIFIC WEALTH ADVISORS, LLC located in San Luis Obispo, California.
Lyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Lyle has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL PROPERTY, INVESTMENT RELATED, SAN LUIS OBISPO, CA, OWNER, START: 8/2009,, NO DUTIES. RENTAL PROPERTY, INVESTMENT RELATED, SAN LUIS OBISPO, CA, OWNER, START: 3/2010,, NO DUTIES. RENTAL PROPERTY; INVESTMENT RELATED; SAN LUIS OBISPO, CA; CO-OWNER / LANDLORD; TRIPLEX; START DATE 4/2012; ALL RENTAL PROPERTIES REPRESENT ROUGHLY 2 HOURS PER MONTH OUTSIDE OF TRADING HOURS. SAN LUIS COASTAL EDUCATION FOUNDATION, INVESTMENT RELATED, 1500 LIZZIE ST, SAN LUIS OBISPO, CA, NON PROFIT FOUNDATION TO SUPPORT COMMUNITY PUBLIC SCHOOLS, CHAIR INVESTMENT COMMITTEE, OCTOBER 2023, 3 HOURS PER MONTH, CHAIR INVESTMENT COMMITTEE, REVIEW AND ADVISE ENDOWMENT ACCOUNT AND REPORT TO BOARD. BASSI RANCH; NOT INVESTMENT RELATED; SAN LUIS OBISPO, CA 93405; HOMEOWNERS ASSOCIATION AND MUTUAL WATER CO.; BOARD MEMBER; 01/01/2021; 1 HOUR PER MONTH OUTSIDE OF SECURITIES TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Lyle Lindsay Meek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 16, 2020 - Present
CERRO PACIFIC WEALTH ADVISORS, LLC
Office #1: 733 Marsh St. Suite #110, San Luis Obispo, CA 93401RIA
CRD#: 310825
San Luis Obispo, CA
Past
May 14, 2009 - October 26, 2020
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SAN LUIS OBISPO, CA
Past
May 14, 2009 - October 26, 2020
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SAN LUIS OBISPO, CA
Past
May 28, 2002 - May 29, 2009
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
SAN LUIS OBISPO, CA
Past
March 9, 2002 - May 29, 2009
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
SAN LUIS OBISPO, CA
Past
March 18, 1996 - March 9, 2002
SUTRO & CO. INCORPORATED
BD
CRD#: 801
SAN FRANCISCO, CA
Past
September 4, 1990 - March 11, 1996
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
November 25, 1983 - September 4, 1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
BD
CRD#: 76
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CERRO PACIFIC WEALTH ADVISORS, LLC
CERRO PACIFIC WEALTH ADVISORS, LLC | PLACEHOLDER LLC
CRD#: 310825 / SEC#: 801-119640
RIA
Registered Investment Advisory firm - (10/16/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/16/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/14/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 4/2/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CP
CERRO PACIFIC WEALTH ADVISORS, LLC
CERRO PACIFIC WEALTH ADVISORS, LLC | PLACEHOLDER LLC
CRD#: 310825 / SEC#: 801-119640
RIA
Registered Investment Advisory firm - (10/16/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
733 Marsh St. Suite #110, San Luis Obispo, CA 93401
Mailing Address
Phone number
(805) 457-3300
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 846 |
| AUM (Assets Under Management) | $ 558,119,008 |
Red Flags
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Company Information
CERRO PACIFIC WEALTH ADVISORS, LLC
CRD#: 310825San Luis Obispo, CA 93401TRUST BUT VERIFY
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Contact information
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