John J. Gajkowski

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CRD#: 1214287

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John J Gajkowski, CFP®, ChFC®, CLU®, who also goes by John Joseph Gajkowski, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1984. John had worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John Joseph Gajkowski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) VICE PRESIDENT WITH "MONEY MANAGERS LTD/ MONEY MANAGERS ADVISORY" AN ILLINOIS REGISTERED INVESTMENT ADVISER PROVIDING ADVISORY SERVICES SINCE 1987. INVESTMENT RELATED. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. (2) IL INSURANCE AGENT OFFERING SALES OF FIXED LIFE, LONG TERM CARE, MEDICAL INSURANCE PRODUCTS INCLUDING EQUITY INDEXED ANNUITIES SINCE 1983. NON-INVESTMENT RELATED. APPROXIMATELY 10% TIME SPENT. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Past

June 18, 2020 - November 30, 2022

ROTHSCHILD WEALTH LLC

RIA

CRD#: 162442

OAK BROOK, IL

Past

November 16, 2012 - June 5, 2017

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

OAK BROOK, IL

Past

November 30, 2009 - November 20, 2012

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

OAK BROOK, IL

Past

November 30, 2009 - November 20, 2012

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

OAK BROOK, IL

Past

September 8, 2009 - December 10, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

OAK BROOK, IL

Past

September 8, 2009 - December 10, 2009

LPL FINANCIAL LLC

CRD#: 6413

OAK BROOK, IL

Past

May 3, 2005 - September 8, 2009

WATERSTONE FINANCIAL GROUP, INC.

RIA

CRD#: 10078

OAK BROOK, IL

Past

January 3, 2005 - September 8, 2009

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

OAK BROOK, IL

Past

August 23, 2004 - December 9, 2004

GREAT LAKES ADVISORS, LLC

RIA

CRD#: 110757

CHICAGO, IL

Past

August 23, 2004 - December 9, 2004

WINTRUST INVESTMENTS LLC

CRD#: 875

CHICAGO, IL

Past

May 26, 1999 - March 19, 2021

MONEY MANAGERS ADVISORY

RIA

CRD#: 104972

OAK BROOK, IL

Past

September 10, 1997 - August 23, 2004

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

BOSTON, MA

Past

September 29, 1995 - January 26, 1998

CHASE GLOBAL SECURITIES, INC

CRD#: 31994

CLEVELAND, OH

Past

July 14, 1994 - September 13, 1995

AMERICAN MEDICAL INVESTMENT COMPANY, L.P.

CRD#: 36178

Past

January 26, 1994 - June 16, 1994

AMA INVESTMENT ADVISERS, INC.

CRD#: 678

CHICAGO, IL

Past

November 19, 1989 - January 24, 1994

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

November 6, 1987 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

January 16, 1984 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

January 16, 1984 - November 20, 1987

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

January 16, 1984 - November 24, 1987

IDS LIFE INSURANCE COMPANY

CRD#: 6321

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROTHSCHILD WEALTH LLC

REYNOLDS WEALTH, LLC | SENTINUS, LLC | ROTHSCHILD WEALTH LLC

CRD#: 162442 / SEC#: 801-74818

RIA

Registered Investment Advisory firm - (4/16/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/7/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/13/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/5/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/19/1986

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 7/24/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 1/13/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/26/1989

General Securities Principal Examination

Current Firm

ROTHSCHILD WEALTH LLC

REYNOLDS WEALTH, LLC | SENTINUS, LLC | ROTHSCHILD WEALTH LLC

CRD#: 162442 / SEC#: 801-74818

RIA

Registered Investment Advisory firm - (4/16/2012 Approved)

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Contact information

Main Address

700 Commerce Drive Suite 170, Oakbrook, IL 60523

Mailing Address

Phone number

(630) 448-5711

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROTHSCHILD WEALTH ADV PART 2A (4/29/2025)

Regulatory assets under management

Total Number of Accounts	2,878
AUM (Assets Under Management)	$ 751,143,585

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John J. Gajkowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

G.F. INVESTMENT SERVICES, LLC

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WATERSTONE FINANCIAL GROUP, INC.

WATERSTONE FINANCIAL GROUP, INC.

GREAT LAKES ADVISORS, LLC

WINTRUST INVESTMENTS LLC

MONEY MANAGERS ADVISORY

WATERSTONE FINANCIAL GROUP, INC.

CHASE GLOBAL SECURITIES, INC

AMERICAN MEDICAL INVESTMENT COMPANY, L.P.

AMA INVESTMENT ADVISERS, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

Primary Firm SEC Registration

ROTHSCHILD WEALTH LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/7/1994

Series 63

Date: 1/13/1984

SIE

Date: 6/5/2017

Series 7

Date: 7/19/1986

Series 22

Date: 7/24/1984

Series 6

Date: 1/13/1984

Series 24

Date: 5/26/1989

Current Firm

ROTHSCHILD WEALTH LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROTHSCHILD WEALTH LLC

TRUST BUT VERIFY

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