Sheila E. Gleason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheila Elizabeth Gleason, who also goes by Shelia Elizabeth Gleason, was a registered financial professional .
Sheila is a previously registered financial professional and started their career in finance in 1983. Sheila had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2007 - February 25, 2016
WYNVALE FINANCIAL DISTRIBUTORS LLC
November 21, 1991 - February 6, 1996
CITICORP INVESTMENT SERVICES
December 12, 1984 - December 31, 1989
G. R. PHELPS & CO., INC.
November 17, 1983 - December 12, 1984
NATIONWIDE SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
WYNVALE FINANCIAL DISTRIBUTORS LLC
CRD#: 133861 / SEC#: , 8-66789
Contact information
Documents
Red Flags
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