John L. Pessarra

ENCOMPASS ADVISORY SERVICES

Katy, TX 77494

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CRD#: 1214165

Professional summary

John Lee Pessarra is a registered financial advisor currently at ENCOMPASS ADVISORY SERVICES, LLC located in Katy, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. John has worked at 4 firms and has passed the Series 65, Series 63, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Zoombang - 12/1/2019 - 26947 Katy Freeway, Katy, Tx 77494-Director of Production and Strategic Sales Manager of company producing protective performance undergarments for the NFL, NHL, NASCAR and MLB. ZB Duties - managing personnel and production of protective product, Not investment related, 80 hrs/mo; 40 hrs/mo during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Lee Pessarra's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2018 - Present

ENCOMPASS ADVISORY SERVICES, LLC

Office #1: 23114 Seven Meadows Parkway, Katy, TX 77494

RIA

CRD#: 283574

Katy, TX

Past

January 29, 2004 - December 31, 2018

LAKEWOOD CAPITAL MANAGEMENT, INC.

RIA

CRD#: 115328

KATY, TX

Past

May 9, 2003 - December 31, 2003

LAKEWOOD CAPITAL MANAGEMENT, INC.

RIA

CRD#: 115328

HOUSTON, TX

Past

October 6, 1995 - March 22, 2000

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Past

December 21, 1983 - May 3, 1984

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENCOMPASS ADVISORY SERVICES, LLC

EAS | PWM | PROSPERITAS WEALTH MANAGEMENT | ENCOMPASS ADVISORY SERVICES, LLC | ENCOMPASS ADVISORY SERVICES

CRD#: 283574 / SEC#: 801-132142

RIA

Registered Investment Advisory firm - (3/10/2025 Approved)

California

Registered Investment Advisory firm - (4/12/2025 Terminated)

Texas

Registered Investment Advisory firm - (3/13/2025 Termination Requested)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/5/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/8/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/31/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/5/1995

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 12/17/1983

General Securities Representative Examination

Current Firm

ENCOMPASS ADVISORY SERVICES, LLC

EAS | PWM | PROSPERITAS WEALTH MANAGEMENT | ENCOMPASS ADVISORY SERVICES, LLC | ENCOMPASS ADVISORY SERVICES

CRD#: 283574 / SEC#: 801-132142

RIA

Registered Investment Advisory firm - (3/10/2025 Approved)

California

Registered Investment Advisory firm - (4/12/2025 Terminated)

Texas

Registered Investment Advisory firm - (3/13/2025 Termination Requested)

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Contact information

Main Address

23114 Seven Meadows Parkway, Katy, TX 77494

Mailing Address

Phone number

(281) 371-6300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A: FIRM BROCHURE - ENCOMPASS ADVISORY SERVICES, LLC (2/7/2025)

PART 2B: BROCHURE SUPPLEMENT (NATHAN E. DAGLEY) (2/7/2025)

PART 2B: BROCHURE SUPPLEMENT (JASON W CEYANES, SR) (2/7/2025)

PART 2B: BROCHURE SUPPLEMENT (THOMAS H. PAYNE) (2/7/2025)

PART 2B: BROCHURE SUPPLEMENT - DEREK J. SENSENIG (2/7/2025)

PART 2B: BROCHURE SUPPLEMENT - SCOTT M. HANSEN (2/7/2025)

PART 2B: BROCHURE SUPPLEMENT - DIDYA M. BIANCHI (2/7/2025)

PART 2B: BROCHURE SUPPLEMENT (JOHN L. PESSARRA) (2/7/2025)

Regulatory assets under management

Total Number of Accounts	901
AUM (Assets Under Management)	$ 102,606,700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John L. Pessarra

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Lee Pessarra's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAKEWOOD CAPITAL MANAGEMENT, INC.

LAKEWOOD CAPITAL MANAGEMENT, INC.

INVESCO DISTRIBUTORS, INC.

FIRST JERSEY SECURITIES, INC.

Primary Firm SEC Registration

ENCOMPASS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/8/2002

Series 63

Date: 8/31/1995

Series 6

Date: 10/5/1995

Series 7

Date: 12/17/1983

Current Firm

ENCOMPASS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENCOMPASS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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