Joseph C. Guinta

FAIR HAVEN CAPITAL LLC

Westwood, MA

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CRD#: 1214136

Professional summary

Joseph Carl Guinta is a registered financial advisor currently at FAIR HAVEN CAPITAL LLC located in Westwood, Massachusetts.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Joseph has worked at 7 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Carl Guinta's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2014 - Present

FAIR HAVEN CAPITAL LLC

RIA

CRD#: 169986

Westwood, MA

Past

March 24, 1994 - July 24, 1995

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

July 31, 1993 - March 30, 1994

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

February 15, 1988 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

June 10, 1985 - February 15, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

December 6, 1983 - June 21, 1985

MML INVESTORS SERVICES, LLC

CRD#: 10409

Past

November 22, 1983 - June 29, 1985

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

CRD#: 2682

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/2/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/18/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/19/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 3/5/1998

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/19/1983

General Securities Representative Examination

Current Firm

FAIR HAVEN CAPITAL LLC

CRD#: 169986 / SEC#:

Massachusetts

Registered Investment Advisory firm - (1/2/2014 Approved)

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Contact information

Main Address

Westwood, MA

Mailing Address

101 Federal Street Suite 1900, Boston, MA 02110

Phone number

(617) 765-2020

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 54,063,243

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph C. Guinta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Carl Guinta's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRUNTAL & CO., L.L.C.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

MML INVESTORS SERVICES, LLC

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 12/18/2013

Series 63

Date: 12/19/1983

Series 3

Date: 3/5/1998

Series 7

Date: 11/19/1983

Current Firm

FAIR HAVEN CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FAIR HAVEN CAPITAL LLC

TRUST BUT VERIFY

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