Kyle L. Brennan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Lee Brennan was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 1984. Kyle had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2002 - August 16, 2013
SPC
February 9, 2002 - August 16, 2013
PARKLAND SECURITIES, LLC
February 28, 1997 - February 9, 2002
WALNUT STREET SECURITIES, INC.
October 13, 1988 - March 6, 1997
WOODBURY FINANCIAL SERVICES, INC.
February 27, 1985 - December 17, 1985
AEGON USA SECURITIES INC.
March 7, 1984 - February 22, 1985
TOWER SQUARE SECURITIES, INC.
Primary Firm SEC Registration
SPC
CRD#: 110692 / SEC#: 801-20404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPC
CRD#: 110692 / SEC#: 801-20404
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
