James J. Dirscherl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Joseph Dirscherl was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1984. James had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 54FN exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 1985 - October 4, 1985
WHEELER MUNICIPALS CORPORATION
June 5, 1984 - May 22, 2018
STERLING, GRACE MUNICIPAL SECURITIES CORPORATION
January 25, 1984 - April 27, 1984
S. D. COHN & CO.
State Registrations and Notice Filings
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Exams
Series 54FN
Date: 3/30/1985
Municipal Securities Financial and Operations Principal ExaminationCurrent Firm
WHEELER MUNICIPALS CORPORATION
CRD#: 16257 / SEC#: , 8-33585
Contact information
Documents
Red Flags
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