Michelle S. Cornett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Suzanne Cornett, who also goes by Michelle Cornett, Michelle S Ripley, Michelle Suzanne Ripley, was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 1987. Michelle had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2010 - March 18, 2024
ALLSTATE FINANCIAL SERVICES, LLC
May 7, 2004 - April 9, 2010
ALLSTATE FINANCIAL SERVICES, LLC
October 1, 2000 - April 6, 2004
WELLS FARGO CLEARING SERVICES, LLC
October 16, 1992 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
May 31, 1990 - December 31, 1990
PLANNED INVESTMENTS INC.
April 16, 1990 - September 26, 1991
IFG NETWORK SECURITIES, INC.
February 12, 1988 - November 14, 1989
UNIVEST CAPITAL MARKETS, INC.
February 27, 1987 - February 9, 1988
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
