Robert N. Drake
Professional summary
Robert N Drake was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Robert had worked at 5 firms, which includes KUHNS BROTHERS SECURITIES CORPORATION, AUERBACH POLLAK & RICHARDSON INC., LT LAWRENCE & CO. INC., FIRST UNITED EQUITIES CORPORATION, LAIDLAW GLOBAL SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2003 - May 6, 2013
KUHNS BROTHERS SECURITIES CORPORATION
November 6, 1998 - December 14, 2001
AUERBACH, POLLAK & RICHARDSON INC.
August 11, 1997 - July 16, 1998
LT LAWRENCE & CO., INC.
June 9, 1995 - April 24, 1997
FIRST UNITED EQUITIES CORPORATION
April 2, 1993 - June 8, 1995
AUERBACH, POLLAK & RICHARDSON INC.
June 27, 1989 - March 9, 1993
LAIDLAW GLOBAL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
KUHNS BROTHERS SECURITIES CORPORATION
CRD#: 47331 / SEC#: , 8-51748
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
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