George S. Cutter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Stanley Cutter, who also goes by Stan George Cutter, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 2006. George had worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2011 - October 21, 2024
TCC SECURITIES, LLC
March 26, 2010 - February 4, 2011
FOCUS SECURITIES LLC
November 17, 2006 - March 5, 2010
WM. H. MURPHY & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
TCC SECURITIES, LLC
CRD#: 153575 / SEC#: , 8-68553
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE CHICAGO CORPORATION | MEMBER | |
| DENISON, THOMAS CRAIG | CEO, CFO, FINOP, CCO, AMLCO, EXECUTIVE REP. | 3167542 |
Red Flags
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