Autrey W. Moseley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Autrey Wayne Moseley JR was a registered financial professional .
Autrey is a previously registered financial professional and started their career in finance in 1983. Autrey had worked at 14 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2017 - March 19, 2026
VIRTUE CAPITAL MANAGEMENT, LLC
October 11, 2011 - February 14, 2017
HORTER INVESTMENT MANAGEMENT, LLC
May 28, 2010 - July 22, 2011
DOMINION INVESTOR SERVICES, INC.
October 9, 2009 - May 12, 2010
INTEGRITY ALLIANCE, LLC.
June 27, 2007 - December 31, 2008
USA FINANCIAL SECURITIES LLC
February 3, 2004 - July 12, 2007
WOODBURY FINANCIAL SERVICES, INC.
August 19, 2002 - December 1, 2003
ALLSTATE FINANCIAL SERVICES, LLC
January 14, 2002 - August 13, 2002
WORTH FINANCIAL GROUP INC.
February 16, 2001 - December 31, 2001
USALLIANZ SECURITIES, INC.
June 11, 1999 - December 31, 2000
SUNAMERICA SECURITIES, INC.
October 1, 1997 - May 10, 1999
OSAIC FS, INC.
August 13, 1997 - October 1, 1997
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
February 23, 1993 - September 23, 1996
RUSHMORE SECURITIES CORPORATION
December 7, 1983 - December 9, 1992
PFS INVESTMENTS INC.
Primary Firm SEC Registration
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
Contact information
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,111 |
| AUM (Assets Under Management) | $ 787,466,707 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
