Jeff E. Morris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeff Edward Morris was a registered financial professional .
Jeff is a previously registered financial professional and started their career in finance in 1985. Jeff had worked at 10 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 3, Series 24, Series 10, Series 9 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2021 - April 25, 2022
INTERCOASTAL CAPITAL MARKETS, INC.
January 2, 2013 - April 3, 2019
BB&T SECURITIES, LLC
August 11, 2003 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
May 24, 2001 - August 1, 2003
B. RILEY WEALTH MANAGEMENT
June 24, 1998 - May 22, 2001
ADVEST, INC.
August 19, 1996 - June 2, 1998
FIRST CLEARING, LLC
November 25, 1991 - August 20, 1996
MERIDIAN SECURITIES, INC.
April 11, 1989 - February 2, 1990
WACHOVIA SECURITIES, INC.
October 3, 1988 - November 10, 1988
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
August 16, 1985 - October 3, 1988
UMIC, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
INTERCOASTAL CAPITAL MARKETS, INC.
CRD#: 83 / SEC#: , 8-9698
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
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