Nancy W. Mulvey

HERITAGE FINANCIAL COUNSELORS

Bedminster, NJ 07921

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CRD#: 1213609

Professional summary

Nancy Westervelt Mulvey, CFP®, who also goes by Nancy Jean Westervelt, is a registered financial advisor currently at HERITAGE FINANCIAL COUNSELORS, LLC located in Bedminster, New Jersey.

Nancy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Nancy has worked at 2 firms and has passed the SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nancy Jean Westervelt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy Westervelt Mulvey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 31, 2017 - Present

HERITAGE FINANCIAL COUNSELORS, LLC

Office #1: 442 Main Street (route 202), Bedminster, NJ 07921

RIA

CRD#: 288232

Bedminster, NJ

Past

November 14, 2014 - September 6, 2017

LPL FINANCIAL LLC

CRD#: 6413

BEDMINSTER, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HERITAGE FINANCIAL COUNSELORS, LLC

CRD#: 288232 / SEC#: 801-110841

RIA

Registered Investment Advisory firm - (7/21/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(8/31/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 9/6/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/14/2014

General Securities Representative Examination

Current Firm

HERITAGE FINANCIAL COUNSELORS, LLC

CRD#: 288232 / SEC#: 801-110841

RIA

Registered Investment Advisory firm - (7/21/2017 Approved)

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Contact information

Main Address

442 Main Street (route 202), Bedminster, NJ 07921

Mailing Address

Phone number

(862) 579-2899

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (9/4/2025)

Regulatory assets under management

Total Number of Accounts	394
AUM (Assets Under Management)	$ 201,217,560

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Nancy W. Mulvey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy Westervelt Mulvey's CRS (Customer Relationship Summary).

Certified licenses

Experience

HERITAGE FINANCIAL COUNSELORS, LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

HERITAGE FINANCIAL COUNSELORS, LLC

State Registrations and Notice Filings

Exams

SIE

Date: 9/6/2017

Series 7

Date: 11/14/2014

Current Firm

HERITAGE FINANCIAL COUNSELORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HERITAGE FINANCIAL COUNSELORS, LLC

TRUST BUT VERIFY

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