Miriam B. Marcus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Miriam Beth Marcus, who also goes by Miriam B Marcus, was a registered financial professional .
Miriam is a previously registered financial professional and started their career in finance in 1985. Miriam had worked at 5 firms and has passed the Series 63, Series 65, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2015 - April 20, 2022
X-CHANGE FINANCIAL ACCESS, LLC
November 13, 2008 - October 29, 2013
MEB OPTIONS, LLC
March 23, 2001 - December 18, 2006
MESIROW FINANCIAL, INC.
September 21, 1990 - January 1, 1994
MESIROW INVESTMENT SERVICES, INC.
April 8, 1987 - December 18, 2006
MESIROW FINANCIAL, INC.
January 23, 1985 - January 19, 1987
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/31/2000
Limited Representative-Equity Trader ExamSeries 8
Date: 12/15/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
X-CHANGE FINANCIAL ACCESS, LLC
CRD#: 126201 / SEC#: , 8-65860
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 32 |
Red Flags
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