Barbara J. Huston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Jane Huston, who also goes by Barbara J Anliker, Barbara May, Barbara Means, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1983. Barbara had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2010 - December 31, 2012
SUMMIT FINANCIAL GROUP INC
February 5, 2010 - December 31, 2012
SUMMIT BROKERAGE SERVICES, INC.
January 28, 2010 - April 16, 2010
LPL FINANCIAL LLC
January 27, 2010 - April 16, 2010
LPL FINANCIAL LLC
January 6, 2004 - December 31, 2009
LPL FINANCIAL LLC
January 2, 2004 - December 31, 2009
LPL FINANCIAL LLC
January 2, 2003 - January 12, 2004
WELLS FARGO CLEARING SERVICES, LLC
September 4, 1990 - January 12, 2004
WELLS FARGO CLEARING SERVICES, LLC
November 6, 1986 - September 4, 1990
PRESCOTT, BALL & TURBEN, INC.
November 23, 1983 - October 21, 1986
FIFTH THIRD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
