David R. Glynn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Robert Glynn was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2011. David had worked at 2 firms and has passed the Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2021 - July 15, 2025
OLD MISSION CAPITAL, LLC
April 18, 2011 - April 30, 2021
CITIGROUP DERIVATIVES MARKETS INC.
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
OLD MISSION CAPITAL, LLC
CRD#: 146991 / SEC#: , 8-67867
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
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