Donald D. Capelin
Professional summary
Donald Davis Capelin, who also goes by Don Capelin, is a registered financial advisor currently at THE HERBST GROUP, LLC located in New York, New York.
Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Donald has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Donald Davis Capelin's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 24, 2020 - Present
THE HERBST GROUP, LLC
April 15, 2009 - October 8, 2009
CANTOR FITZGERALD & CO.
September 23, 2008 - December 11, 2008
TOPOS LLC
March 13, 2003 - October 10, 2007
CRT CAPITAL GROUP LLC
February 9, 1996 - March 14, 2003
J.P. MORGAN SECURITIES INC.
March 17, 1993 - February 9, 1996
CHASE SECURITIES, INC.
February 17, 1988 - February 23, 1993
SCHRODER & CO. INC.
October 25, 1984 - February 6, 1988
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
THE HERBST GROUP, LLC
CRD#: 309319 / SEC#: 801-118872
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/24/2020)
(6/15/2021)
Exams
Current Firm
THE HERBST GROUP, LLC
CRD#: 309319 / SEC#: 801-118872
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 297 |
| AUM (Assets Under Management) | $ 206,957,094 |
Red Flags
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