William R. Kleckner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Robert Kleckner was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 1985 - December 3, 2009
RECOM SECURITIES, INC.
November 20, 1984 - February 19, 1985
DREXEL BURNHAM LAMBERT INCORPORATED
November 25, 1983 - September 17, 1984
ENGLER-BUDD & COMPANY INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RECOM SECURITIES, INC.
CRD#: 7488 / SEC#: , 8-21825
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
