Perry A. Gandelman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Perry Alan Gandelman was a registered financial professional .
Perry is a previously registered financial professional and started their career in finance in 1983. Perry had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2006 - December 31, 2016
FORTUNE FINANCIAL SERVICES, INC.
July 30, 2002 - December 31, 2005
COMMONWEALTH FINANCIAL NETWORK
May 22, 1998 - December 31, 2005
COMMONWEALTH FINANCIAL NETWORK
June 8, 1997 - May 27, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 17, 1993 - April 25, 1996
QUEST CAPITAL STRATEGIES, INC.
March 28, 1991 - October 23, 1991
STUART STONE & CO., LLC
November 26, 1984 - April 27, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 22, 1983 - December 13, 1984
DERAND/PENNINGTON/BASS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
