William T. Hagen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Tilleux Hagen, who also goes by Bill Hagen, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2008 - December 31, 2017
D.H. HILL SECURITIES, LLLP
June 15, 2005 - October 9, 2006
WFG INVESTMENTS, INC.
July 24, 2001 - August 26, 2004
SAMCO FINANCIAL SERVICES, INC.
January 24, 2001 - August 7, 2001
SERVICE ASSET MANAGEMENT COMPANY
March 13, 1992 - January 4, 2001
MOMENTUM INDEPENDENT NETWORK INC.
September 4, 1990 - January 16, 1992
WELLS FARGO CLEARING SERVICES, LLC
November 13, 1989 - September 4, 1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
January 3, 1989 - November 13, 1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED
August 19, 1987 - August 30, 1988
MORTGAGE GOVERNMENT SECURITIES, INC.
August 5, 1986 - December 20, 1988
M.G.S.I. SECURITIES, INC.
April 4, 1986 - June 23, 1986
CENTEQ EQUITIES, INC.
April 25, 1985 - April 7, 1986
JOHN M. SORENSEN & CO., INC.
December 12, 1983 - February 19, 1985
COMSTOCK SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
D.H. HILL SECURITIES, LLLP
CRD#: 41528 / SEC#: , 8-49475
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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