John G. Harris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John George Harris was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1984. John had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2019 - December 31, 2020
ELITE INVESTMENT TEAM LLC
June 12, 2000 - January 20, 2021
HARRIS FINANCIAL MANAGEMENT
October 3, 1989 - December 21, 1991
CHRIS SECURITIES INC.
November 3, 1987 - August 22, 1989
LEGG MASON WOOD WALKER, INCORPORATED
September 24, 1987 - November 4, 1987
LEGG MASON MASTEN INC.
January 25, 1984 - August 31, 1987
JANNEY MONTGOMERY SCOTT LLC
State Registrations and Notice Filings
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Exams
Current Firm
ELITE INVESTMENT TEAM LLC
CRD#: 296922 / SEC#: 801-113531
Contact information
Red Flags
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