Anthony R. Defelice
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Richard Defelice was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1984. Anthony had worked at 4 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 1985 - December 10, 1985
WAKEFIELD FINANCIAL CORPORATION
June 14, 1985 - September 16, 1985
AMFCO SECURITIES, INC.
November 7, 1984 - June 3, 1985
NIELSON AND CLARK INC.
October 26, 1984 - November 19, 1984
WALTER CAPITAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
WAKEFIELD FINANCIAL CORPORATION
CRD#: 11064 / SEC#: , 8-28038
Contact information
Documents
Red Flags
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