Diana J. Wilkins

RETIREMENT ASSET MANAGERS

King City, OR 97224

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CRD#: 1212875

Professional summary

Diana Jane Wilkins, who also goes by Diana Jane Fauland, Diana J Wilkins, is a registered financial advisor currently at RETIREMENT ASSET MANAGERS, INC. located in King City, Oregon.

Diana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Diana has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Diana Jane Fauland | Diana J Wilkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RW PRECISION; NON-INVESTMENT RELATED; WEST LINN, OREGON; MACHINING; OWNER; SEPTEMBER 2005; APPROXIMATELY 1 HOUR PER WEEK SPENT ON THIS ACTIVITY; BOOKKEEPING DUTIES. Garry F. Liday Corp.; investment related; king city, OR; insurance agent; Approximately 40% of time started 06/2014.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diana Jane Wilkins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2014 - Present

RETIREMENT ASSET MANAGERS, INC.

Office #1: 15405 Sw 116th Ave Suite 103a, King City, OR 97224

RIA

CRD#: 147064

King City, OR

Past

September 9, 2010 - February 3, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

OREGON CITY, OR

Past

September 9, 2010 - February 3, 2012

LPL FINANCIAL LLC

CRD#: 6413

OREGON CITY, OR

Past

December 6, 2005 - April 30, 2009

NATIONS FINANCIAL GROUP, INC.

RIA

CRD#: 44181

PORTLAND, OR

Past

December 5, 2005 - April 30, 2009

NATIONS FINANCIAL GROUP, INC.

CRD#: 44181

PORTLAND, OR

Past

November 2, 2004 - December 7, 2005

FINBAR SECURITIES CORP.

RIA

CRD#: 21522

PORTLAND, OR

Past

September 27, 1988 - December 7, 2005

FINBAR SECURITIES CORP.

CRD#: 21522

PORTLAND, OR

Past

August 20, 1987 - March 2, 1988

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(10/21/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/1/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/4/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/15/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/28/1999

General Securities Principal Examination

Current Firm

RETIREMENT ASSET MANAGERS, INC.

CRD#: 147064 / SEC#:

Oregon

Registered Investment Advisory firm - (9/17/2025 Cancelled)

Washington

Registered Investment Advisory firm - (9/22/2016 Approved)

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Contact information

Main Address

15405 Sw 116th Ave Suite 103a, King City, OR 97224

Mailing Address

Phone number

(503) 620-3531

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 381,256

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Diana J. Wilkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diana Jane Wilkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NATIONS FINANCIAL GROUP, INC.

NATIONS FINANCIAL GROUP, INC.

FINBAR SECURITIES CORP.

FINBAR SECURITIES CORP.

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/1/2004

Series 63

Date: 2/4/1988

Series 7

Date: 8/15/1987

Series 24

Date: 5/28/1999

Current Firm

RETIREMENT ASSET MANAGERS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RETIREMENT ASSET MANAGERS, INC.

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