Suzanne G. Harvey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzanne Gray Harvey was a registered financial professional .
Suzanne is a previously registered financial professional and started their career in finance in 1992. Suzanne had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2014 - December 31, 2015
FULCRUM ADVISORY SERVICES, LLC
March 26, 2014 - December 31, 2015
FULCRUM SECURITIES, LLC
July 27, 2011 - December 20, 2012
FULCRUM ADVISORY SERVICES, LLC
July 16, 2009 - December 20, 2012
FULCRUM SECURITIES, LLC
September 9, 1992 - November 11, 1998
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
FULCRUM ADVISORY SERVICES, LLC
CRD#: 131777 / SEC#: 801-65303
Contact information
Red Flags
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