David S. Davidson
Professional summary
David Stewart Davidson was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, David had worked at 7 firms, which includes D.L. CROMWELL INVESTMENTS INC., COLIN WINTHROP & CO. INC., GRUNTAL & CO. L.L.C., LEHMAN BROTHERS INC., R.H.DAMON & CO. INC., F.N. WOLF & CO. INC., BROADCHILD SECURITIES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 1995 - April 17, 2003
D.L. CROMWELL INVESTMENTS, INC.
July 25, 1994 - November 10, 1995
COLIN WINTHROP & CO., INC.
January 14, 1992 - July 8, 1994
GRUNTAL & CO., L.L.C.
March 3, 1991 - January 15, 1992
LEHMAN BROTHERS INC.
December 16, 1988 - February 1, 1991
R.H.DAMON & CO., INC.
April 10, 1986 - December 31, 1988
F.N. WOLF & CO., INC.
November 22, 1983 - April 18, 1986
BROADCHILD SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
D.L. CROMWELL INVESTMENTS, INC.
CRD#: 37730 / SEC#: , 8-47938
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
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