MF
Marc Frost
WORLD EQUITY GROUP
Dunwoody, GA
Some features on this profile are disabled
CRD#: 1212791
MF
Professional summary
Marc Frost, who also goes by Marc Jody Frost, is a registered financial advisor currently at WORLD EQUITY GROUP, INC. located in Dunwoody, Georgia.
Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Marc has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marc Jody Frost
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) WESTOVER GROUP, CEO (OWNER) 2100 WESTOVER PLANTATION, DUNWOODY, GA 30338. INVESTMENT RELATED. START DATE: 1/2004. PRESIDENT. GENERAL BUSINESS AND RECRUITING CONSULTING AND DBA FOR INSURANCE SALES. APPROX. HRS/MO: 5. APPROX. HRS/MO DURING SECURITIES TRADING: 5. (2) LIVING HEALTHY DEPOT. NOT INVESTMENT RELATED. 2100 WESTOVER PLANTATION, DUNWOODY, GA 30338. PRESIDENT/ OWNER. LIFESTYLE CONSULTING, HEALTH PRODUCTS AND SERVICES, BUSINESS CONSULTING. APPROX. HRS/MO: 5. APPROX. HRS/MO DURING SECURITIES TRADING: 5. (3) FROST FINANCIAL. NOT INVESTMENT RELATED. 2100 WESTOVER PLANTATION, DUNWOODY, GA 30338. START 4/2005. COMMERCIAL, RESIDENTIAL AND SMALL BUSINESS ADMIN. LOANS, PENSION ADMIN AND HELP WITH CORP EXIT STRATEGIES. APPROX. HRS/MO: 3.APPROX. HRS./MO DURING SECURITIES TRADING: 3. (4) Adjunct Professor, Georgia State University, 33 Gilmer St. SE, Atlanta, GA 30302. Investment Related. Start date: 1/1998. Teach retirement and ERISA classes, no compensation. 0 hours/month during trading hours. (6) Westover Group. Dunwoody, GA. Payroll Processing. Referral fees from Isolved. Install 401ks. Not investment related. Start date: 3/2022. Approx. hrs/Mo. 2. 0 during trading hours. (7) Author, Not Investment Related, 2100 Westover Planhttps://www.wealthscape.com/index.html?version=DBStation, Dunwoody, GA. Author and publisher of a book for college freshman and high school seniors. Duties include book sales and presentations. Approx. Hrs/Mo:10. Approx. Hrs./Mo during trading hours: 5. (8) Star Pasta; Not Investment Related; Address: 2100 Westover Plantation, Dunwoody, GA, 30338; Nature of OBA: my partner Sebastian Manzano has a pasta food store in the upper east side of Manhattan that makes venetian pasta only It is called bigoivenezua the website is www.bigoivenezia.com We are forming a venture to have initially 3 food trucks to sell the pasta in Miami and Boca Raton and Atlanta; Posn/Title: Chief Financial Officer; Start Date: 10/01/2024; Approx. Hrs/Mo:10; Approx. Hrs./Mo during trading hours: ZERO Hrs.; Duties: Help establish the sba loan and I will help fund it and own 40 percent of the initial stock.
CRS (Client Relationship Summary) - RIA
Click below to view Marc Frost's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Marc Frost's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 4, 2009 - Present
WORLD EQUITY GROUP, INC.
RIA
BD
CRD#: 29087
Dunwoody, GA
Current
March 4, 2009 - Present
WORLD EQUITY GROUP, INC.
RIA
BD
CRD#: 29087
Dunwoody, GA
Past
January 5, 2009 - February 13, 2009
CAPITAL FINANCIAL SERVICES, INC.
RIA
CRD#: 8408
DUNWOODY, GA
Past
January 5, 2009 - February 13, 2009
CAPITAL FINANCIAL SERVICES, INC.
BD
CRD#: 8408
DUNWOODY, GA
Past
September 11, 2008 - December 31, 2008
R. F. LAFFERTY & CO., INC.
RIA
CRD#: 2498
NEW YORK, NY
Past
August 25, 2008 - December 31, 2008
R. F. LAFFERTY & CO., INC.
BD
CRD#: 2498
NEW YORK, NY
Past
December 14, 2005 - August 21, 2008
L.M. KOHN & COMPANY
RIA
CRD#: 27913
DUNWOODY, GA
Past
September 27, 2005 - August 21, 2008
L.M. KOHN & COMPANY
BD
CRD#: 27913
DUNWOODY, GA
Past
September 2, 2005 - September 21, 2005
RESOURCE HORIZONS GROUP LLC
BD
CRD#: 104368
MARIETTA, GA
Past
January 13, 2004 - September 6, 2005
DUNWOODY BROKERAGE SERVICES, INC.
BD
CRD#: 31183
ATLANTA, GA
Past
January 16, 2002 - September 4, 2002
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
COLUMBUS, OH
Past
November 25, 1997 - November 26, 2001
L.M. KOHN & COMPANY
BD
CRD#: 27913
CINCINNATI, OH
Past
November 9, 1993 - December 31, 1995
WORLD INVEST CORPORATION
BD
CRD#: 17223
DEERFIELD BEACH, FL
Past
April 25, 1989 - August 1, 1991
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
ST. LOUIS, MO
Past
January 29, 1988 - March 13, 1989
PHOENIX SECURITIES GROUP,INC.
BD
CRD#: 14783
Past
November 15, 1985 - November 18, 1987
INVESTACORP, INC.
BD
CRD#: 7684
Past
January 25, 1984 - October 18, 1985
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/30/2010)
IAR
Alabama(3/22/2011)
RR
California(6/5/2013)
IAR
California(10/15/2018)
RR
Florida(3/4/2009)
IAR
Florida(3/11/2009)
RR
Georgia(3/4/2009)
IAR
Georgia(3/11/2009)
RR
Louisiana(10/21/2025)
IAR
Louisiana(10/21/2025)
RR
Massachusetts(3/28/2025)
IAR
Massachusetts(3/28/2025)
RR
Mississippi(11/15/2016)
IAR
Mississippi(11/15/2016)
RR
New Jersey(11/9/2016)
IAR
New Jersey(11/9/2016)
RR
New York(3/4/2009)
IAR
North Carolina(11/8/2016)
RR
North Carolina(11/9/2016)
RR
Pennsylvania(5/10/2017)
IAR
Pennsylvania(5/11/2017)
RR
Texas(12/16/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
425 N Martingale Road Suite 1220, Schaumburg, IL 60173
Mailing Address
425 N Martingale Road Suite 1200, Schaumburg, IL 60173
Phone number
(847) 342-1700
Established
Illinois since 09/13/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
170
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
