David E. Brigham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Elmer Brigham was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1983. David had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2003 - December 31, 2019
BRIGHAM & ASSOCIATES, LLC
June 24, 1985 - April 28, 1987
A. G. EDWARDS & SONS, INC.
November 25, 1983 - June 17, 1985
QUINN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRIGHAM & ASSOCIATES, LLC
CRD#: 114557 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
