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SC

Stephen P. Cotugno

Some features on this profile are disabled
CRD#: 1212566
SC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stephen Peter Cotugno, who also goes by Steve Cotugno, was a registered financial professional .

Stephen is a previously registered financial professional and started their career in finance in 1983. Stephen had worked at 11 firms and has passed the Series 63, Series 82TO, SIE, Series 79, Series 82, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Steve Cotugno

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 5, 2024 - December 12, 2025

BRITEHORN SECURITIES

BD
CRD#: 36402
DENVER, CO
Past

August 29, 2019 - January 27, 2020

STILLPOINT CAPITAL, LLC

BD
CRD#: 133146
TAMPA, FL
Past

February 21, 2017 - July 26, 2017

SI SECURITIES, LLC

BD
CRD#: 170937
NEW YORK, NY
Past

August 6, 2015 - February 13, 2017

AXIOM CAPITAL MANAGEMENT, INC.

BD
CRD#: 26580
NEW YORK, NY
Past

November 27, 1992 - December 12, 1995

RENAISSANCE FINANCIAL SECURITIES CORP.

BD
CRD#: 10735
Past

May 18, 1992 - December 2, 1992

ROBERT TODD FINANCIAL CORP.

BD
CRD#: 7423
NEW YORK, NY
Past

May 8, 1991 - May 26, 1992

D. H. BLAIR & CO., INC.

BD
CRD#: 6833
NEW YORK, NY
Past

January 2, 1991 - April 12, 1991

D. H. BLAIR & CO., INC.

BD
CRD#: 6833
NEW YORK, NY
Past

December 14, 1989 - October 4, 1990

GARY GOLDBERG & CO., INC.

BD
CRD#: 6482
SUFFERN, NY
Past

December 20, 1988 - October 17, 1989

MANULIFE WOOD LOGAN, INC.

BD
CRD#: 19177
STAMFORD, CT
Past

January 19, 1987 - January 23, 1989

MFS FINANCIAL SERVICES, INC.

BD
CRD#: 18309
BOSTON, MA
Past

November 22, 1983 - May 12, 1986

EQUITEC SECURITIES COMPANY

BD
CRD#: 6463
OAKLAND, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/28/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 6/5/2024
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 5/20/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 9/6/2016
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 82
Date: 8/6/2015
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 7
Date: 11/19/1983
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/30/1985
General Securities Principal Examination

Current Firm

BS
BRITEHORN SECURITIES
ANDREWS PARTNERS | LOHI SECURITIES | KEATING SECURITIES, LLC | KEATING INVESTMENTS, LLC | GIA SECURITIES, INC. | BRITEHORN SECURITIES | ANDREWS SECURITIES, LLC

CRD#: 36402 / SEC#: , 8-47217

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
1401 Lawrence St Suite 1600, Denver, CO 80202
Mailing Address
1401 Lawrence St Suite 1600, Denver, CO 80202
Phone number
(720) 465-5305
Established
Colorado since 10/31/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BRITEHORN PARTNERS LLCDIRECT OWNER
ARMSTRONG, BOBBI JEANNECHIEF COMPLIANCE OFFICER2828244
HURRY, ANDREW DUNCANCHIEF FINANCIAL OFFICER5131486
STORY, BRETT HOWARDPRINCIPAL5580403
STORY, NATALIA KLISHINACHIEF COMPLIANCE OFFICER7271729

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRITEHORN SECURITIES

CRD#: 36402

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