Stephen Peter Cotugno
Professional Summary
Stephen Peter Cotugno, who also goes by Steve Cotugno, was a registered financial advisor. Stephen was a previously registered financial professional and started their career in finance 1983 - 2025. Stephen had worked at 11 firms and has passed the Series 63, Series 82TO, SIE, Series 79, Series 82, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steve Cotugno
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
ANDREWS PARTNERS | LOHI SECURITIES | KEATING SECURITIES, LLC | KEATING INVESTMENTS, LLC | GIA SECURITIES, INC. | BRITEHORN SECURITIES | ANDREWS SECURITIES, LLC
Contact Information
Main Address
1401 Lawrence St Suite 1600, Denver, CO 80202Mailing Address
1401 Lawrence St Suite 1600, Denver, CO 80202Phone Number
(720) 465-5305Established
Colorado since 10/31/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jun 2024About the Series 82TO examSeries 79 — Investment Banking Registered Representative Examination
Passed Sep 2016About the Series 79 examSeries 82 — Limited Representative-Private Securities Offerings
Passed Aug 2015About the Series 82 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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