Stewart J. Rallis

STAIRWAY PARTNERS

MINNEAPOLIS, MN 55410

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CRD#: 1212536

Professional summary

Stewart James Rallis is a registered financial advisor currently at STAIRWAY PARTNERS, LLC located in Minneapolis, Minnesota.

Stewart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Stewart has worked at 9 firms and has passed the Series 65, Series 63, Series 5, Series 15, Series 3, Series 7, Series 6 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stewart James Rallis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 30, 2013 - Present

STAIRWAY PARTNERS, LLC

Office #1: 4999 France Avenue South Suite 260, Minneapolis, MN 55410

RIA

CRD#: 133157

MINNEAPOLIS, MN

Past

August 13, 2010 - January 4, 2013

LPL FINANCIAL LLC

CRD#: 6413

PLYMOUTH, MN

Past

June 1, 2009 - August 23, 2010

MORGAN STANLEY

CRD#: 149777

MINNEAPOLIS, MN

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

MINNEAPOLIS, MN

Past

November 17, 1995 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

BLOOMINGTON, MN

Past

March 20, 1991 - November 28, 1995

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

November 16, 1983 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

November 16, 1983 - April 19, 1991

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 16, 1983 - April 19, 1991

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STAIRWAY PARTNERS, LLC

CRD#: 133157 / SEC#: 801-63583

RIA

Registered Investment Advisory firm - (10/29/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/30/2013)

IAR

Minnesota
(1/3/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/9/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/29/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 5

Date: 3/17/1995

Interest Rate Options Examination

General Industry/Product Exam

Series 15

Date: 3/10/1995

Foreign Currency Options Examination

General Industry/Product Exam

Series 3

Date: 11/23/1994

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/21/1985

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/14/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 8

Date: 12/17/1993

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

STAIRWAY PARTNERS, LLC

CRD#: 133157 / SEC#: 801-63583

RIA

Registered Investment Advisory firm - (10/29/2004 Approved)

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Contact information

Main Address

4999 France Avenue South Suite 260, Minneapolis, MN 55410-1734

Mailing Address

Phone number

(630) 371-2626

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STAIRWAY PARTNERS,LLC BROCHURE (4/22/2025)

Regulatory assets under management

Total Number of Accounts	102
AUM (Assets Under Management)	$ 2,025,875,385

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stewart J. Rallis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stewart James Rallis's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

PRUDENTIAL EQUITY GROUP, LLC

AMERICAN EXPRESS FINANCIAL CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

STAIRWAY PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/9/1992

Series 63

Date: 12/29/1983

Series 5

Date: 3/17/1995

Series 15

Date: 3/10/1995

Series 3

Date: 11/23/1994

Series 7

Date: 12/21/1985

Series 6

Date: 11/14/1983

Series 8

Date: 12/17/1993

Current Firm

STAIRWAY PARTNERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STAIRWAY PARTNERS, LLC

TRUST BUT VERIFY

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