Mark A. Boatright
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Alan Boatright, CFP® was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1983. Mark had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1987
Experience
June 18, 2013 - September 17, 2024
CARDINAL PLANNING GROUP
January 1, 1999 - December 31, 2003
REGATTA FINANCIAL SERVICES, INC.
May 19, 1992 - October 18, 1994
SUNAMERICA SECURITIES, INC.
August 19, 1988 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
March 14, 1985 - August 15, 1988
LPL FINANCIAL LLC
November 23, 1983 - February 15, 1985
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CARDINAL PLANNING GROUP
CRD#: 165791 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 68,000 |
Red Flags
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