Curtis S. Jeffries
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curtis Steven Jeffries, who also goes by Curtis Steven Jefferies, Curt Jeffries, was a registered financial professional .
Curtis is a previously registered financial professional and started their career in finance in 1983. Curtis had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2009 - December 31, 2021
ANNAPOLITAN INVESTMENT GROUP, INC.
January 2, 2009 - May 1, 2017
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 3, 2008 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 2, 2008 - May 1, 2017
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 1, 2008 - July 14, 2008
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - July 14, 2008
WELLS FARGO CLEARING SERVICES, LLC
September 19, 1991 - January 1, 2008
A. G. EDWARDS & SONS, INC.
June 5, 1990 - January 3, 2008
A. G. EDWARDS & SONS, INC.
November 22, 1983 - June 8, 1990
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANNAPOLITAN INVESTMENT GROUP, INC.
CRD#: 132539 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
