John D. Benline
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Dennis Benline was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 15 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2018 - February 13, 2019
SECURE INVESTMENT MANAGEMENT, LLC
August 18, 2011 - August 17, 2018
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
November 13, 2007 - August 22, 2011
HORTER INVESTMENT MANAGEMENT, LLC
January 3, 2007 - August 6, 2007
J.W. COLE FINANCIAL, INC.
August 20, 2004 - December 31, 2006
VARIABLE INVESTMENT ASSOCIATES, INC.
May 19, 2003 - June 25, 2004
IDS LIFE INSURANCE COMPANY
May 19, 2003 - June 25, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
January 14, 2003 - May 6, 2003
MONY SECURITIES CORPORATION
June 27, 2000 - November 19, 2002
CHARLES SCHWAB & CO., INC.
June 9, 1997 - December 31, 1999
1717 CAPITAL MANAGEMENT COMPANY
October 31, 1991 - September 11, 1992
MONY SECURITIES CORPORATION
November 3, 1988 - December 24, 1990
METROPOLITAN LIFE INSURANCE COMPANY
November 3, 1988 - December 24, 1990
MSI FINANCIAL SERVICES, INC.
October 25, 1985 - June 23, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 11, 1985 - October 22, 1985
MURLAS SECURITIES, INC.
November 22, 1983 - November 30, 1984
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
SECURE INVESTMENT MANAGEMENT, LLC
CRD#: 141195 / SEC#: 801-80752
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SECURE INVESTMENT MANAGEMENT, LLC
CRD#: 141195 / SEC#: 801-80752
Contact information
SEC notice filing (19 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 825 |
| AUM (Assets Under Management) | $ 38,291,887 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
