John C. Contas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Charles Contas was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2005. John had worked at 2 firms and has passed the Series 63, Series 62 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2008 - March 1, 2013
1ST BCCW CAPITAL CORP
January 1, 2005 - December 13, 2007
CHARTWORTH CAPITAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 3/8/2005
Corporate Securities Limited Representative ExaminationCurrent Firm
1ST BCCW CAPITAL CORP
CRD#: 34380 / SEC#: , 8-46379
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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