Gary W. Elsmore
Professional summary
Gary William Elsmore was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gary is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Gary had worked at 8 firms, which includes POTOMAC SECURITIES LLC, BCG SECURITIES INC., MERIDIAN UNITED CAPITAL LLC, MID-OHIO SECURITIES CORP, NEXT ADVISORS INC., VISTA FINANCIAL SERVICES CORPORATION, FIDELITY EQUITY SERVICES CORPORATION, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2008 - April 27, 2011
POTOMAC SECURITIES, LLC
February 10, 2006 - November 7, 2006
BCG SECURITIES, INC.
June 2, 2004 - November 22, 2005
MERIDIAN UNITED CAPITAL, LLC
February 7, 2003 - May 28, 2004
MID-OHIO SECURITIES CORP
August 4, 1995 - December 31, 2000
NEXT ADVISORS INC.
February 7, 1995 - July 31, 1995
VISTA FINANCIAL SERVICES CORPORATION
October 17, 1994 - February 27, 1995
FIDELITY EQUITY SERVICES CORPORATION
December 21, 1983 - October 23, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Series 8
Date: 12/1/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
POTOMAC SECURITIES, LLC
CRD#: 144443 / SEC#: , 8-67658
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
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