Robert Lew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lew was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2010 - October 19, 2018
PLANNING & FINANCIAL ADVISORS
September 8, 2009 - November 25, 2016
LPL FINANCIAL LLC
September 8, 2009 - November 25, 2016
LPL FINANCIAL LLC
March 3, 2009 - September 8, 2009
ASSOCIATED SECURITIES CORP.
March 3, 2009 - October 13, 2009
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
March 2, 2009 - September 8, 2009
ASSOCIATED SECURITIES CORP.
April 10, 2000 - March 12, 2009
FSC SECURITIES CORPORATION
March 16, 2000 - March 12, 2009
FSC SECURITIES CORPORATION
November 9, 1998 - December 31, 1999
MML INVESTORS SERVICES, LLC
June 18, 1986 - March 15, 2000
INVESTMENT ARCHITECTS, INC.
February 4, 1986 - July 8, 1986
AMERICAN INVESTORS COMPANY
May 23, 1985 - February 27, 1986
CRISPIN KOEHLER SECURITIES
January 25, 1984 - July 21, 1986
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
PLANNING & FINANCIAL ADVISORS
CRD#: 152162 / SEC#:
Contact information
Red Flags
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