John R. Thomas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Ryan Thomas was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 2, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2019 - December 3, 2021
NATIONWIDE INVESTMENT SERVICES CORPORATION
August 11, 2009 - December 16, 2019
NATIONWIDE SECURITIES, LLC
September 20, 2006 - July 14, 2009
NATIONWIDE INVESTMENT SERVICES CORPORATION
December 19, 2005 - August 15, 2006
ALLIANZ LIFE FINANCIAL SERVICES, LLC
July 29, 2004 - July 18, 2005
NATIONWIDE INVESTMENT SERVICES CORPORATION
March 31, 1999 - January 24, 2001
NATIONWIDE SECURITIES, LLC
July 1, 1996 - July 18, 2005
NATIONWIDE INVESTMENT SERVICES CORPORATION
January 16, 1991 - July 1, 1996
NATIONWIDE SECURITIES, LLC
February 14, 1990 - June 7, 1991
METLIFE INVESTORS DISTRIBUTION COMPANY
September 20, 1989 - December 31, 1994
NORTH AMERICAN MANAGEMENT, INC.
December 23, 1983 - October 2, 1989
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/29/2022
General Securities Representative ExaminationSeries 6TO
Date: 11/29/2022
Investment Company Products/Variable Contracts Representative ExaminationSeries 2
Date: 4/23/1996
Non-Member General Securities ExaminationCurrent Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
