Philip H. Luccock

FINANCIALLY SPEAKING

Greenwood Village, CO 80111

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CRD#: 1212096

Professional summary

Philip Henry Luccock, CFP®, who also goes by Phil Luccock, is a registered financial advisor currently at FINANCIALLY SPEAKING INC located in Greenwood Village, Colorado.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Philip has worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Phil Luccock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LUCCOCK PROPERTIES; NOT INVESTMEMT RELATED; 1805 SHEA CENTER DRIVE, STE. 290, HIGHLANDS RANCH, CO 80129;REAL ESTATE;PARTNER;START DATE UNKNOWN; NO END DATE;1HR; NONE; CO-GENERAL PARTNER OF PASSIVE INVESTMENT PROPERTY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Henry Luccock's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1986

Experience

Current

May 6, 2002 - Present

FINANCIALLY SPEAKING INC

Office #1: 5889 Greenwood Plaza Blvd Suite 400, Greenwood Village, CO 80111Office #2: 5460 S. Quebec St Ste 350, Greenwood Village, CO 80111

RIA

CRD#: 106255

Greenwood Village, CO

Past

April 15, 1992 - February 12, 1996

BROOKLIGHT PLACE SECURITIES, INC.

CRD#: 15764

FOUNTAIN HILLS, AZ

Past

January 15, 1986 - December 31, 1991

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

March 5, 1984 - December 20, 1985

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Past

November 23, 1983 - January 26, 1984

FSC SECURITIES CORPORATION

CRD#: 7461

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIALLY SPEAKING INC

CRD#: 106255 / SEC#: 801-38948

RIA

Registered Investment Advisory firm - (6/6/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/6/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/12/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/19/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/4/1984

General Securities Principal Examination

Current Firm

FINANCIALLY SPEAKING INC

CRD#: 106255 / SEC#: 801-38948

RIA

Registered Investment Advisory firm - (6/6/1991 Approved)

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Contact information

Main Address

5889 Greenwood Plaza Blvd Suite 400, Greenwood Village, CO 80111

Mailing Address

Phone number

(303) 290-0702

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FINANCIALLY SPEAKING ADV PART 2 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	587
AUM (Assets Under Management)	$ 157,410,751

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Philip H. Luccock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Henry Luccock's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKLIGHT PLACE SECURITIES, INC.

MUTUAL SERVICE CORPORATION

CETERA WEALTH SERVICES, LLC

FSC SECURITIES CORPORATION

Primary Firm SEC Registration

FINANCIALLY SPEAKING INC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/12/1984

Series 7

Date: 11/19/1983

Series 24

Date: 10/4/1984

Current Firm

FINANCIALLY SPEAKING INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIALLY SPEAKING INC

TRUST BUT VERIFY

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