Suzan K. Robertson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzan Kay Robertson, who also goes by Suzan Guenther, Suzan K Robertson, was a registered financial professional .
Suzan is a previously registered financial professional and started their career in finance in 1983. Suzan had worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2009 - July 19, 2021
POINT DEFIANCE CAPITAL MANAGEMENT LLC
January 1, 2008 - April 20, 2009
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
June 28, 2004 - January 1, 2008
RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS
November 21, 2002 - August 13, 2004
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
October 13, 2000 - October 15, 2002
RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS
September 7, 1994 - September 7, 2000
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
November 22, 1983 - September 10, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
POINT DEFIANCE CAPITAL MANAGEMENT LLC
CRD#: 150627 / SEC#:
Contact information
Red Flags
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