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TD

Thomas A. Daniel

SHARE FINANCIAL SERVICES
ADDISON, TX 75001
Some features on this profile are disabled
CRD#: 1211933
TD

Professional summary

Thomas Arden Daniel III, who also goes by Thomas A Daniel, Tom Daniel, Tommy Daniel, is a registered financial professional currently at SHARE FINANCIAL SERVICES, INC. located in Addison, Texas.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1983. Thomas has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 3 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Thomas A Daniel | Tom Daniel | Tommy Daniel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Arden Daniel III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 11, 2024 - Present

SHARE FINANCIAL SERVICES, INC.

Office #1: 16475 North Dallas Parkway Suite 345, Addison, TX 75001
BD
CRD#: 11226
ADDISON, TX
Past

June 12, 2014 - December 31, 2023

SHARE FINANCIAL SERVICES, INC.

BD
CRD#: 11226
ADDISON, TX
Past

October 1, 2003 - May 15, 2014

RIVES, LEAVELL & CO.

BD
CRD#: 11206
JACKSON, MS
Past

May 31, 2002 - September 24, 2003

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO
Past

September 22, 1997 - June 13, 2002

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
PENSACOLA, FL
Past

September 22, 1997 - June 13, 2002

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

July 31, 1993 - September 29, 1997

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

January 26, 1987 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

November 22, 1983 - February 2, 1987

THE ROBINSON-HUMPHREY COMPANY, LLC

BD
CRD#: 723

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/4/2025)
RR
Arizona
(5/17/2024)
RR
Florida
(5/6/2024)
RR
Iowa
(10/11/2024)
RR
Kansas
(8/15/2025)
RR
Massachusetts
(5/8/2024)
RR
Michigan
(7/29/2025)
RR
Mississippi
(5/7/2024)
RR
Missouri
(7/8/2024)
RR
New Jersey
(5/7/2024)
RR
New York
(5/8/2024)
RR
North Carolina
(5/15/2024)
RR
Rhode Island
(9/9/2025)
RR
South Carolina
(5/15/2024)
RR
Texas
(4/12/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/28/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/12/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/19/1983
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 10/6/1983
National Commodity Futures Examination
SRO Registrations
RR
FINRA

Current Firm

SF
SHARE FINANCIAL SERVICES, INC.
RSI FINANCIAL SERVICES, INC. | SHARE, INCORPORATED | SHARE FINANCIAL SERVICES, INC.

CRD#: 11226 / SEC#: , 8-16207

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
16475 North Dallas Parkway Suite 345, Addison, TX 75001
Mailing Address
16475 North Dallas Parkway Suite 345, Addison, TX 75001
Phone number
(972) 450-6305
Established
Texas since 09/10/1970
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (38 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SHARE HOLDINGS, INC.PARENT COMPANY
MAJOR, CHARLES HERBERTPRESIDENT AND DIRECTOR,2748243
SIEGEL, JEFFREY STEVENCHIEF COMPLIANCE OFFICER1190934
TODD, JOE LEEFINOP603859

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SHARE FINANCIAL SERVICES, INC.

CRD#: 11226Addison, TX 75001

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