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Ruel Clarke Samuels Jr

CERELI
STOCKBRIDGE, GA
·CRD# 1211906·43 years experience

Professional Summary

Ruel Clarke Samuels JR, who also goes by Ruel Clarke Samuels, is a registered financial advisor currently at CERELI INC. located in Stockbridge, Georgia. Ruel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Ruel has worked at 3 firms and has passed the Series 65 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ruel Clarke Samuels

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

CERELI INC.·CRD# 141872
RIA
Stockbridge, GA
June 11, 1997 - Present
TOWER SQUARE SECURITIES, INC.·CRD# 833
BD
February 25, 1987 - November 8, 1990
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
November 14, 1983 - October 22, 1986

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Current Firm

CI
CERELI INC.

C & R MANAGEMENT SERVICES, INC | CERELI INC.

CRD#: 141872
Florida
Registered Investment Advisory firm - Florida (6/11/1997 Approved)
Georgia
Registered Investment Advisory firm - Georgia (11/30/2018 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Stockbridge, GA

Mailing Address

2890 Hwy 212 Sw Suite A-226, Conyers, GA 30094-3396

Phone Number

(770) 655-3289

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

6

AUM (Assets Under Management)

$2,000,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(6/11/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1997About the Series 65 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1983About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Ruel Clarke Samuels JR's CRS (Customer Relationship Summary).

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