Ruel C. Samuels

CERELI

Stockbridge, GA

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CRD#: 1211906

Professional summary

Ruel Clarke Samuels JR, who also goes by Ruel Clarke Samuels, is a registered financial advisor currently at CERELI INC. located in Stockbridge, Georgia.

Ruel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Ruel has worked at 3 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ruel Clarke Samuels

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ruel Clarke Samuels JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 1997 - Present

CERELI INC.

RIA

CRD#: 141872

Stockbridge, GA

Past

February 25, 1987 - November 8, 1990

TOWER SQUARE SECURITIES, INC.

CRD#: 833

Past

November 14, 1983 - October 22, 1986

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/11/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/14/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 11/11/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CERELI INC.

C & R MANAGEMENT SERVICES, INC | CERELI INC.

CRD#: 141872 / SEC#:

Florida

Registered Investment Advisory firm - (6/11/1997 Approved)

Georgia

Registered Investment Advisory firm - (11/30/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Stockbridge, GA

Mailing Address

2890 Hwy 212 Sw Suite A-226, Conyers, GA 30094-3396

Phone number

(770) 655-3289

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 2,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Ruel C. Samuels

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ruel Clarke Samuels JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CERELI INC.

TOWER SQUARE SECURITIES, INC.

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/14/1997

Series 6

Date: 11/11/1983

Current Firm

CERELI INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CERELI INC.

TRUST BUT VERIFY

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