Thomas M. Krafft
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Michael Krafft was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1983. Thomas had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2008 - June 30, 2017
LAKESIDE WEALTH MANAGEMENT GROUP, LLC
July 22, 2008 - December 21, 2015
FIRST ALLIED SECURITIES, INC.
September 13, 2004 - July 28, 2008
MML INVESTORS SERVICES, LLC
June 14, 2004 - July 28, 2008
MML INVESTORS SERVICES, LLC
February 1, 2001 - March 15, 2004
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
March 14, 2000 - March 15, 2004
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
July 28, 1992 - December 7, 1994
STANFORD SECURITIES INCORPORATED
November 19, 1989 - July 14, 1992
OSAIC WEALTH, INC.
October 27, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
December 12, 1983 - October 29, 1988
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
LAKESIDE WEALTH MANAGEMENT GROUP, LLC
CRD#: 140271 / SEC#: 801-67740
Contact information
Red Flags
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