George P. Lawlor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Peter Lawlor was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1983. George had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2014 - June 3, 2015
VANDHAM SECURITIES CORP.
June 15, 2012 - October 17, 2012
EASTGATE SECURITIES, LLC
June 3, 2010 - July 2, 2010
OES BROKERAGE SERVICES, LLC
January 23, 2007 - December 3, 2008
ORDER EXECUTION SERVICES, LLC
December 19, 2006 - December 3, 2008
SPEEDROUTE LLC
November 30, 2006 - December 3, 2008
TZERO SECURITIES, LLC
November 30, 2006 - December 3, 2008
OES BROKERAGE SERVICES, LLC
July 27, 2004 - July 18, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 19, 1983 - July 18, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/10/1998
Limited Representative-Equity Trader ExamCurrent Firm
VANDHAM SECURITIES CORP.
CRD#: 26258 / SEC#: , 8-42448
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
Red Flags
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