George R. Johnston
Professional summary
George Raymond Johnston JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
George is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, George had worked at 7 firms, which includes JOHNSTON KENT SECURITIES INC., DEL MAR SECURITIES INC., WHITEHOUSE & MOORE INVESTMENTS INC., GARNER JOHNSTON & FRYE SECURITIES INC., R.B. MARICH INC., GRAYSTONE NASH INC., FIRST FINANCIAL SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 1992 - January 22, 1996
JOHNSTON KENT SECURITIES, INC.
June 6, 1992 - September 2, 1992
DEL MAR SECURITIES, INC.
November 29, 1989 - March 27, 1991
WHITEHOUSE & MOORE INVESTMENTS, INC.
September 16, 1987 - April 4, 1989
GARNER JOHNSTON & FRYE SECURITIES, INC.
January 13, 1986 - July 31, 1987
R.B. MARICH, INC.
August 6, 1984 - February 11, 1985
GRAYSTONE NASH, INC.
November 22, 1983 - June 7, 1984
FIRST FINANCIAL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
JOHNSTON KENT SECURITIES, INC.
CRD#: 21618 / SEC#: , 8-38895
Contact information
Documents
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