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Christopher Michael Macintyre

CRD# 1211185·Registered 1984 - 2013
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Michael Macintyre was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1984 - 2013. Christopher had worked at 7 firms and has passed the Series 63, Series 7, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

ANGELES CAPITAL GROUP, LLC·CRD# 122016
BD
Lacanada Flintridge, CA
July 30, 2010 - February 7, 2013
MDB CAPITAL·CRD# 42677
BD
Addison, TX
August 17, 2004 - April 6, 2006
NEWPORT COAST SECURITIES, INC.·CRD# 16944
BD
New York, NY
April 11, 2003 - September 28, 2004
BLACKWELL DONALDSON & COMPANY·CRD# 7981
BD
Portland, OR
April 28, 1999 - April 1, 2003
PAULSON INVESTMENT COMPANY LLC·CRD# 5670
BD
Lake Oswego, OR
October 21, 1991 - April 28, 1999
GENE MORGAN FINANCIAL·CRD# 16018
BD
Los Angeles, CA
November 16, 1988 - October 25, 1991
CROWELL, WEEDON & CO.·CRD# 193
BD
March 1, 1988 - October 18, 1988
PAULSON INVESTMENT COMPANY LLC·CRD# 5670
BD
January 26, 1984 - March 2, 1988

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Current Firm

AC
ANGELES CAPITAL GROUP, LLC

ANGELES CAPITAL GROUP, LLC

CRD#: 122016 / SEC#: 8-65461
BD
Terminated by SEC on 02/09/2015

Contact Information

Established

California since 05/30/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BATTISON, WILLIAM JAMES IIIMANAGING DIRECTOR TREASURER, CCO4566057

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1984About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 1987About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Jun 1986About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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