Christopher M. Macintyre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Michael Macintyre was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1984. Christopher had worked at 7 firms and has passed the Series 63, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2010 - February 7, 2013
ANGELES CAPITAL GROUP, LLC
August 17, 2004 - April 6, 2006
MDB CAPITAL
April 11, 2003 - September 28, 2004
NEWPORT COAST SECURITIES, INC.
April 28, 1999 - April 1, 2003
BLACKWELL DONALDSON & COMPANY
October 21, 1991 - April 28, 1999
PAULSON INVESTMENT COMPANY LLC
November 16, 1988 - October 25, 1991
GENE MORGAN FINANCIAL
March 1, 1988 - October 18, 1988
CROWELL, WEEDON & CO.
January 26, 1984 - March 2, 1988
PAULSON INVESTMENT COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANGELES CAPITAL GROUP, LLC
CRD#: 122016 / SEC#: , 8-65461
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BATTISON, WILLIAM JAMES III | MANAGING DIRECTOR TREASURER, CCO | 4566057 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
