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James Patrick Driver

CRD# 1211126·Registered 1988 - 2003
Barred: James Patrick Driver was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

James Patrick Driver, who also goes by J Patrick Driver, Pat Driver, Patrick Driver, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1988 - 2003. James had worked at 7 firms and has passed the Series 63, Series 7, Series 62 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

J Patrick Driver, Pat Driver, Patrick Driver

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

DYNASTY CAPITAL PARTNERS, INC.·CRD# 122806
BD
Greenwood Village, CO
January 17, 2003 - February 10, 2003
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
September 30, 2002 - May 20, 2003
SCHNEIDER SECURITIES, INC.·CRD# 16434
BD
Denver, CO
May 11, 1995 - September 30, 2002
INTERFIRST CAPITAL CORPORATION·CRD# 7659
BD
Los Angeles, CA
October 7, 1994 - April 13, 1995
TAMARON INVESTMENTS, INC.·CRD# 14929
BD
Englewood, CO
August 12, 1994 - October 7, 1994
J.D. COPPERFIELD, LTD.·CRD# 13036
BD
July 19, 1989 - August 21, 1992
J. W. GANT & ASSOCIATES, INC.·CRD# 7963
BD
December 6, 1988 - July 8, 1992

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Current Firm

DC
DYNASTY CAPITAL PARTNERS, INC.

DYNASTY CAPITAL PARTNERS, INC. | SOLIDITY CAPITAL CORPORATION

CRD#: 122806 / SEC#: 8-65532
BD
Terminated by SEC on 09/26/2015

Contact Information

Established

Colorado since 06/27/2002

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
HINKLE, STEVEN RAYPRESIDENT, DIRECTOR, CHAIRMAN, CCO838034
BIXLER, CLARENCE LEROY JROWNER22327
LOWE, TERRI ELAINECFO & SECRETARY1823203

Disclosures

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1994About the Series 7 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Dec 1988

Series 24 — General Securities Principal Examination

Passed Jun 1994About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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