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JD

James P. Driver

Some features on this profile are disabled
CRD#: 1211126
JD

Professional summary

James Patrick Driver was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

James is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, James had worked at 7 firms, which includes DYNASTY CAPITAL PARTNERS INC., J.P. TURNER & COMPANY L.L.C., SCHNEIDER SECURITIES INC., INTERFIRST CAPITAL CORPORATION, TAMARON INVESTMENTS INC., J.D. COPPERFIELD LTD., J. W. GANT & ASSOCIATES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

J Patrick Driver | Pat Driver | Patrick Driver

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 17, 2003 - February 10, 2003

DYNASTY CAPITAL PARTNERS, INC.

BD
CRD#: 122806
GREENWOOD VILLAGE, CO
Past

September 30, 2002 - May 20, 2003

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
ATLANTA, GA
Past

May 11, 1995 - September 30, 2002

SCHNEIDER SECURITIES, INC.

BD
CRD#: 16434
DENVER, CO
Past

October 7, 1994 - April 13, 1995

INTERFIRST CAPITAL CORPORATION

BD
CRD#: 7659
LOS ANGELES, CA
Past

August 12, 1994 - October 7, 1994

TAMARON INVESTMENTS, INC.

BD
CRD#: 14929
ENGLEWOOD, CO
Past

July 19, 1989 - August 21, 1992

J.D. COPPERFIELD, LTD.

BD
CRD#: 13036
Past

December 6, 1988 - July 8, 1992

J. W. GANT & ASSOCIATES, INC.

BD
CRD#: 7963

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/14/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/15/1994
General Securities Representative Examination
General Industry/Product Exam
RR
Series 62
Date: 12/2/1988
Corporate Securities Limited Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/17/1994
General Securities Principal Examination

Current Firm

DC
DYNASTY CAPITAL PARTNERS, INC.
DYNASTY CAPITAL PARTNERS, INC. | SOLIDITY CAPITAL CORPORATION

CRD#: 122806 / SEC#: , 8-65532

BD
Terminated by SEC on 09/26/2015
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Contact information

Main Address
Mailing Address
Phone number
Established
Colorado since 06/27/2002
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
HINKLE, STEVEN RAYPRESIDENT, DIRECTOR, CHAIRMAN, CCO838034
BIXLER, CLARENCE LEROY JROWNER22327
LOWE, TERRI ELAINECFO & SECRETARY1823203

Disclosures

Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DYNASTY CAPITAL PARTNERS, INC.

CRD#: 122806

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