Frederick B. Cerini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Brian Cerini was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1983. Frederick had worked at 6 firms and has passed the Series 66, Series 65, Series 63, Series 7, Series 53, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2013 - August 12, 2015
MCDONNELL INVESTMENT MANAGEMENT, LLC
July 26, 2007 - December 31, 2013
WESTERN INTERNATIONAL SECURITIES, INC.
May 28, 2002 - January 3, 2013
MCDONNELL INVESTMENT MANAGEMENT, LLC
February 4, 2002 - December 31, 2013
WESTERN INTERNATIONAL SECURITIES, INC.
October 2, 1992 - June 6, 1997
WM FUND SERVICES, INC.
August 15, 1985 - March 1, 1996
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
November 23, 1983 - June 6, 1985
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCDONNELL INVESTMENT MANAGEMENT, LLC
CRD#: 166176 / SEC#: 801-77394
Contact information
Red Flags
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