John P. Davy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John P Davy, who also goes by John Philip Davy, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1984. John had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2017 - July 5, 2018
CR CAPITAL DISTRIBUTORS, LLC
April 20, 2006 - August 11, 2015
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
October 20, 2004 - April 20, 2006
AMUNDI ASSET MANAGEMENT US, INC.
July 21, 2004 - August 11, 2015
AMUNDI DISTRIBUTOR US, INC.
July 23, 1991 - October 30, 2002
FIDELITY DISTRIBUTORS COMPANY LLC
June 12, 1990 - July 23, 1991
FIDELITY DISTRIBUTORS CORPORATION
May 1, 1987 - January 16, 1990
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
April 24, 1986 - April 29, 1987
COLONIAL INVESTMENT SERVICES, INC.
July 16, 1984 - May 9, 1986
T. T. SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CR CAPITAL DISTRIBUTORS, LLC
CRD#: 171776 / SEC#: , 8-69478
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
