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LW

Lisbeth K. Weiss

WEISS FINANCIAL SERVICES
Anthem, AZ
Some features on this profile are disabled
CRD#: 1210794
LW

Professional summary

Lisbeth Kay Weiss is a registered financial advisor currently at WEISS FINANCIAL SERVICES located in Anthem, Arizona.

Lisbeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Lisbeth has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisbeth Kay Weiss's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 18, 2016 - Present

WEISS FINANCIAL SERVICES

RIA
CRD#: 129647
Anthem, AZ
Past

January 28, 1998 - December 23, 1999

CAPITAL MANAGEMENT SECURITIES, INC.

BD
CRD#: 10579
MINNEAPOLIS, MN
Past

January 6, 1998 - January 28, 1998

CAPITAL MANAGEMENT SECURITIES, INC.

BD
CRD#: 10579
Past

January 2, 1997 - December 31, 1997

VSR FINANCIAL SERVICES, INC.

BD
CRD#: 14503
OVERLAND PARK, KS
Past

July 20, 1994 - December 31, 1996

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD
CRD#: 20804
SCOTTSDALE, AZ
Past

November 15, 1991 - July 22, 1994

AMERICAN CAPITAL CORPORATION

BD
CRD#: 16124
VALLEY FORGE, PA
Past

November 23, 1983 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

BD
CRD#: 6320
Past

November 23, 1983 - October 16, 1991

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

November 23, 1983 - October 16, 1991

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(11/18/2016)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/29/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/22/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/16/1985
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 12/22/1983
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/22/1983
Investment Company Products/Variable Contracts Representative Examination

Current Firm

WF
WEISS FINANCIAL SERVICES
WEISS FINANCIAL SERVICES | WEISS, LISBETH KAY

CRD#: 129647 / SEC#:

Arizona
Registered Investment Advisory firm - (1/14/2004 Approved)
Minnesota
Registered Investment Advisory firm - (1/2/2004 Approved)
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Contact information

Main Address
Anthem, AZ
Mailing Address
Phone number
(612) 209-0644
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts53
AUM (Assets Under Management)$ 8,989,900

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEISS FINANCIAL SERVICES

CRD#: 129647Anthem, AZ

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