David P. Allen
KESTRA ADVISORY SERVICES
Orlando, FL 32814
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CRD#: 1210763
Professional summary
David Paul Allen, CFP®, who also goes by Dave Allen, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Orlando, Florida and KESTRA INVESTMENT SERVICES, LLC located in Orlando, Florida.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. David has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dave Allen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) SECURITY FINANCIAL MANAGEMENT INC; Investment Related; 2420 S Lakemont Avenue, Suite 120, Orlando, FL 32814; Financial and Insurance Services; Certified Financial Planner (CFP?); Start Date 01/1995; 20 hours per month with most hours occurring during trading hours; Offering investment and insurance products and services.//SECURITY FINANCIAL MANAGEMENT; Investment Related; 2420 S Lakemont Avenue, Suite 120, Orlando, FL 32814; Financial and Insurance Services; President; Start Date 07/1983; 10 hours per month with most hours occurring during trading hours; Financial Planning and Wealth Management.// REAL ESTATE/LANDLORD; Non-Investment Related; Winter Park, FL 32789; Real Estate; Owner; Start Date 05/2016; 5 hours per month with no hours during trading hours; Buying/Selling/Leasing of real estate for profit and/or rental income. // CERTIFIED FINANCIAL PLANNER (CFP?), LIFE INSURANCE AGENT - PROVIDING EXPERT KNOWLEDGE SUPPORT TO A LAW FIRM REGARDING LIFE INSURANCE PRODUCTS; Investment Related; 2420 S Lakemont Avenue, Suite 120, Orlando, FL 32814; Financial Services; CPF, Insurance Agent; Start Date 10/2020; 8 to 10 hours at most and is limited to this one current project; Providing life insurance knowledge support to a law firm that is currently representing an unrelated insurance agent. I will not be attending any trials nor testifying in any trial - only providing information to the attorney regarding life insurance ownership, product information, life insurance processes and other general life insurance information as requested. Business Name: KESTRA ADVISORY SERVICES POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 01/31/2022 ADDRESS: 5707 southwest pkwy, BLDG 2, suite 400, Suite 120, Austin TX 78735 DESCRIPTION: Advisory Services Business Name: RENTAL HOUSE POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2017 ADDRESS: 2134 Venetian Way, Winter Park FL 32789 DESCRIPTION: Landlord Business Name: SECURITY FINANCIAL MANAGEMENT POSITION: Founder/Managing Partner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/1992 ADDRESS: 2420 S. Lakemont Ave, Suite 120, Orlando FL 32814 DESCRIPTION: As part of a client's financial plan , we advise and, if appropriate, write insurance as needed. Business Name: SECURITY FINANCIAL MANAGEMENT HOLDINGS LLC POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2024 ADDRESS: 1661 Sandspur Rd, Maitland FL 32751 DESCRIPTION: Owner and management
CRS (Client Relationship Summary) - RIA
Click below to view David Paul Allen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1995
Experience
Current
January 31, 2022 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 2420 S. Lakemont Ave Suite 120, Orlando, FL 32814Office #2: 8245 Devereux Drive Suite 103, Melbourne, FL 32940Office #3: 320 High Tide Drive Unit 201b, St. Augustine, FL 32080Office #4: 1950 Ringling Blvd Suite 403, Sarasota, FL 34236RIA
CRD#: 283330
Orlando, FL
Current
January 31, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2420 S. Lakemont Ave Suite 120, Orlando, FL 32814Office #2: 8245 Devereux Drive Suite 103, Melbourne, FL 32940Office #3: 320 High Tide Drive Unit 201b, St. Augustine, FL 32080Office #4: 1950 Ringling Blvd Suite 403, Sarasota, FL 34236BD
CRD#: 42046
Orlando, FL
Past
July 29, 1994 - February 25, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
ORLANDO, FL
Past
July 29, 1994 - February 25, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
ORLANDO, FL
Past
April 11, 1991 - August 11, 1994
G. A. REPPLE & COMPANY
BD
CRD#: 17486
CASSELBERRY, FL
Past
July 18, 1990 - December 31, 1990
SHUBERT RIZOR SECURITIES, INC.
BD
CRD#: 18581
Past
December 22, 1983 - August 6, 1990
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/31/2022)
RR
Colorado(1/31/2022)
RR
Florida(1/31/2022)
IAR
Florida(2/3/2022)
RR
Georgia(1/31/2022)
RR
Illinois(9/5/2025)
RR
Kentucky(1/31/2022)
RR
Nevada(1/31/2022)
RR
New York(1/31/2022)
RR
North Carolina(2/25/2022)
RR
Ohio(1/31/2022)
RR
Oregon(1/31/2022)
RR
Pennsylvania(1/31/2022)
RR
South Carolina(1/31/2022)
RR
Tennessee(1/31/2022)
RR
Texas(1/31/2022)
IAR
Texas(1/31/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
