Gregory G. Stevens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory George Stevens was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1983. Gregory had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2009 - December 31, 2024
GROVE POINT INVESTMENTS, LLC
October 24, 2005 - June 18, 2009
CETERA INVESTMENT ADVISERS LLC
October 24, 2005 - June 18, 2009
CETERA FINANCIAL SPECIALISTS LLC
December 7, 2004 - October 24, 2005
C.J.M. ASSET MANAGEMENT, LLC
July 15, 2004 - October 24, 2005
C. J. M. PLANNING CORP.
November 2, 1987 - June 18, 2004
MAIN STREET MANAGEMENT COMPANY
December 9, 1983 - November 9, 1987
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
